Investment Losses & Broker Misconduct

Unfortunately, brokerage firms, financial advisors, and registered investment advisors do not always explain all of the risks inherent in the financial products they offer to their clients. In other instances, these fiduciaries encourage their clients to invest in products that are not suitable for the investor, given the investor’s age, risk tolerance, finances, and other factors unique to each investor.

If you’ve suffered investment losses, it is important that you speak to an attorney who is familiar with pursuing cases against unscrupulous brokers and investment advisors, as well as the firms who employ them. It also is imperative that your attorney be familiar with the complex and ever-evolving array of complex securities and investment products being offered to the public.

Mr. Hill has a proven track record of representing investors in cases against financial advisors, investment advisors, brokers, and/or brokerage firms. He has the experience and knowledge necessary to aggressively and effectively pursue these claims in court or, if necessary, through the FINRA arbitration process or another private arbitration forum.

If you suspect that you have suffered investment losses due to fraud, poor advice, or corporate misconduct, please contact the Law Offices of Robert L. Hill today to arrange your free in-person consultation.